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The GuardREC Blog

Posts written by Joachim Thougaard

Joachim Thougaard | 29-Feb-2024 15:18:42

GuardREC and Touch successfully complete legal merger to create a global leader in compliance and call recording services

Following the acquisition of GuardREC, a leading Norwegian provider of smart compliance solutions, by Touch, the Nordic-based European leader in ...

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Compliance, News
Joachim Thougaard | 28-Jun-2023 11:17:31

Think twice before you say no to WhatsApp

In an ideal world, clients stick to the approved channels when they interact with your company. But what if one of your brokers gets a request for a lucrative ...

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Compliance
Joachim Thougaard | 18-Oct-2022 16:36:02

How GuardREC’s Automatic Transcription makes better use of your compliance talent

Three years after it was first launched, the transcription solution is becoming an essential part of the compliance officer’s toolkit. And it’s partly because ...

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Compliance
Joachim Thougaard | 05-Apr-2022 09:48:04

WeChat compliance recording: How does it work?

User friendliness remains top priority with the guardREC® Compliance integration of another major social media platform.

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Compliance
Joachim Thougaard | 07-Oct-2021 11:13:06

Streamline your compliance efforts with guardREC® Compliance

guardREC® Compliance is a centralized data management and recording system designed and developed for and by compliance officers within the banking and ...

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Compliance
Joachim Thougaard | 07-Oct-2021 11:08:56

5 steps for streamlining your compliance efforts

Streamlining your compliance efforts requires a detailed and actionable plan. Here are five reliable steps you can follow to optimize your efficiency, based on ...

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Compliance
Joachim Thougaard | 07-Oct-2021 11:03:37

Common compliance challenges

Feeling overwhelmed in your role as a compliance officer? Here are five common challenges faced by you and your peers.

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Compliance
Joachim Thougaard | 06-Oct-2021 11:25:38

Customer dialogue across multiple channels

Financial brokers communicate with clients through multiple channels. To comply with regulations you must monitor and record all relevant communication across ...

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Compliance
Joachim Thougaard | 06-Oct-2021 11:21:02

Balancing financial regulations and GDPR

Brokers must comply with both the GDPR and several financial regulations. But what do you do when the requirements clash?

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Compliance
Joachim Thougaard | 06-Oct-2021 11:11:10

Understanding regulatory compliance in financial services

Complete control over all your data is the key to efficient and proactive compliance work in a complicated regulatory landscape.

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Compliance
Joachim Thougaard | 08-Jun-2021 12:31:37

The importance of WhatsApp recording and record-keeping for financial services

WhatsApp has become a favored communications tool for financial advisers and traders looking to arrange deals and provide clients with investment advice – but ...

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Compliance
Joachim Thougaard | 12-Apr-2021 14:04:42

How to transform compliance monitoring with automatic transcription and word spotting

The newest addition to the guardREC® Compliance system aims to make compliance monitoring more efficient and offers new opportunities to show and document your ...

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Compliance
Joachim Thougaard | 16-Nov-2020 14:46:29

Simplify compliance recording by replacing your complex multi-system setup

Due to the huge variety of available communication tools and possibilities to communicate with customers, it has become extremely difficult to fully comply ...

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Compliance
Joachim Thougaard | 26-Jun-2020 12:54:36

How to meet compliance recording requirements in Microsoft Teams

Microsoft Teams has emerged as the go-to alternative to physical customer meetings within the banking and finance industry. Now, GuardREC is launching a ...

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Compliance