guardREC® Compliance is a centralized data management and recording system designed and developed for and by compliance officers within the banking and financial services to ensure proactive compliance.
This article is part 6 of a 6-section whitepaper on ensuring proactive compliance in an increasingly rigid regulatory environment. Fill out your details below to download the complete whitepaper.
This article is part 6 of a 6-section whitepaper on ensuring proactive compliance in an increasingly rigid regulatory environment.
Get a complete overview
guardREC® Compliance enables the storage of communication data from multiple channels in one centralized system that provides you with a complete overview of all sources and ensures compliance with relevant regulations and directives.
Optimize your risk-based approach
guardREC® Compliance provides compliance officers with powerful, customizable dashboards and a range of options to highlight vital information – helping you with identifying and managing potential risks and breaches before they have a chance to develop.
Our Compliance Comments tool enables in-system note-taking and collaboration while auditing. Save valuable time switching between applications, while keeping critical compliance notes within the system – accessible for authorized users only.
Effective documentation for inspection
Spend less time retrieving, collecting, and sharing data with customers or financial supervisory authorities upon request.
Powerful whitelisting functionalities and automated reporting
guardREC® Compliance comes with powerful whitelisting functionalities that work across all channels. Additionally, the automated reporting solution provides you with effective, built-in reporting tools, pre-populated templates, and a simple structure allowing you to easily produce and share incident reports with just a few clicks of a button.