The GuardREC Blog

User friendliness remains top priority with the guardREC® Compliance integration of another major social media platform.

guardREC® Compliance is a centralized data management and recording system designed and developed for and by compliance officers within the banking and ...

Streamlining your compliance efforts requires a detailed and actionable plan. Here are five reliable steps you can follow to optimize your efficiency, based on ...

Feeling overwhelmed in your role as a compliance officer? Here are five common challenges faced by you and your peers.

Financial brokers communicate with clients through multiple channels. To comply with regulations you must monitor and record all relevant communication across ...

Brokers must comply with both the GDPR and several financial regulations. But what do you do when the requirements clash?

Complete control over all your data is the key to efficient and proactive compliance work in a complicated regulatory landscape.

With several types of cyber threats and a wide array of methods for unauthorized persons to access sensitive data, the ATC industry standards for cybersecurity ...

Choosing a recording and replay system with low scalability and expandability may result in costly challenges when upgrading your system.

Outdated systems and poor export capabilities lead to inefficient and time-consuming documentation processes.

Inefficient replay solutions and limited access to data may reduce your investigators’ efficiency.

Outdated system designs and insufficient monitoring capabilities may limit your employees’ ability to work efficiently within your recording system.

Adaptability, flexibility and agility are key factors for ensuring that your recording and replay solution maintains compliance with current and future ...

WhatsApp has become a favored communications tool for financial advisers and traders looking to arrange deals and provide clients with investment advice – but ...