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The GuardREC Blog

The GuardREC Blog

A blog about compliance in ATC, Bank & Finance.

Oddmund Johansen | 26-Sep-2018 12:30:18

The strengths and benefits of an ED-137 compliant recording solution

VoIP recording solutions might just be the best answer to stricter regulations, higher standards and an ever-growing demand for greater efficiency in the ATC ...

Reading time: 10 min
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Air Traffic Control
Bjørn Loe | 28-May-2018 11:42:57

5 steps for better MiFID II compliance

The new EU directive has not resulted in any major changes for Norwegian investment firms, but MiFID II still contains a number of additional elements you ...

Reading time: 14 min
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Compliance
Bjørn Loe | 13-Apr-2018 12:08:18

Do you know how the brokers in your company communicate with customers?

MiFID II requires that you have a good overview of all communication between your company and your customers. That can be a challenge when the conversations ...

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Compliance
Bjørn Loe | 28-Mar-2018 12:10:51

How will GDPR affect your initiatives to stay MiFID II compliant?

Only a few months after the introduction of the MiFID II regulation, a new and comprehensive EU directive is coming into force. How will GDPR affect the ...

Reading time: 13 min
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Compliance
Bjørn Loe | 06-Mar-2018 10:28:32

From reactive to proactive compliance: how to comply with MiFID II in a simple and efficient way

The communication between financial advisor and client is taking place in an increasing number of communication channels. The new EU directive requires that ...

Reading time: 13 min
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Compliance