Financial brokers communicate with clients through multiple channels. To comply with regulations you must monitor and record all relevant communication across ...
Brokers must comply with both the GDPR and several financial regulations. But what do you do when the requirements clash?
Complete control over all your data is the key to efficient and proactive compliance work in a complicated regulatory landscape.
WhatsApp has become a favored communications tool for financial advisers and traders looking to arrange deals and provide clients with investment advice – but ...
Leading Nordic investment bank selects guardREC® Compliance to improve proactive compliance assurance.
The newest addition to the guardREC® Compliance system aims to make compliance monitoring more efficient and offers new opportunities to show and document your ...
Automatic speech-to-text in guardREC® Compliance
Webinar: How to ensure full compliance with the MiFID II recording requirements
Webinar: Microsoft Teams compliance recording for financial institutions
Due to the huge variety of available communication tools and possibilities to communicate with customers, it has become extremely difficult to fully comply ...
GuardREC® Teams Compliance Recording is now available in Microsoft AppSource.
Microsoft Teams has emerged as the go-to alternative to physical customer meetings within the banking and finance industry. Now, GuardREC is launching a ...
The demand for Microsoft Teams Compliance Recording in line with the MiFID II recording requirements has increased substantially as a result of Covid-19 and ...
Telia and GuardREC have entered a partnership to provide an integrated solution for mobile recording to the banking and finance market. GuardREC's solution is ...
