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How to ensure full compliance with the MiFID II recording requirements

On demand

Your details

In this webinar you will learn more about? 

Are you uncertain about whether all customer dialog you are required to document is actually recorded and stored correctly?
In this webinar you will learn
  • The MiFID II recording requirements and why most investment firms are struggling to comply with it
  • 3 steps to follow to make sure all customer dialog is recorded and stored correctly according to MiFID II
  • How to save time on retrieving recordings and reconstruction of trade-related communication e.g.
    • Supervision
    • Risk-based controls
    • Documentation of customer complaints
    • Client access request 


Duration: 30 minutes


Presentation by

Joachim Thougaard, Sales Manager Bank & Finans,  GuardREC AS
You can watch this webinar from you PC, tablet or mobile phone.