TEAMS COMPLIANCE RECORDING
The MiFID II and Dodd Frank directive requires investment firms to record all phone calls and electronic communication that can result in a trade. However, it can be extremly complicated to record everything you are required to across different solutions and devices. In this infographic, you will
earn more about:
why most investment firms struggle to meet the recording requirements.
new and simplified
way of doing compliance recording that will save your Compliance and IT department a great deal of resources, time and expenses.
3 simple steps to
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