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Free infographic

TEAMS COMPLIANCE RECORDING

The MiFID II and Dodd Frank directive requires investment firms to record all phone calls and electronic communication that can result in a trade. However, it can be extremly complicated to record everything you are required to across different solutions and devices.  In this infographic, you will learn more about: 

  • The key reason why most investment firms struggle to meet the recording requirements.
  • The new and simplified way of doing compliance recording that will save your Compliance and IT department a great deal of resources, time and expenses. 
  • 3 simple steps to get started.
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GuardREC AS | 2020