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Joachim Thougaard | 16-Nov-2020 14:46:29

Simplify compliance recording by replacing your complex multi-system setup

Due to the huge variety of available communication tools and possibilities to communicate with customers, it has become extremely difficult to fully comply ...

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Compliance
Joachim Thougaard | 26-Jun-2020 12:54:36

How to meet compliance recording requirements in Microsoft Teams

Microsoft Teams has emerged as the go-to alternative to physical customer meetings within the banking and finance industry. Now, GuardREC is launching a ...

Reading time: 10 min
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Compliance
Bjørn Loe | 28-Aug-2019 11:50:00

The key to efficient compliance work when major directives and regulations come into force

Greater control of company data allows compliance officers to dedicate more time to proactive work and ensures that the company is well equipped to handle ...

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Compliance
Joachim Thougaard | 21-Aug-2019 11:50:00

How to use GuardREC to develop great Compliance Culture

One of the biggest challenges we hear about is that it is difficult and time-consuming to develop an organisational compliance culture. In this video, we will ...

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Compliance
Joachim Thougaard | 14-Aug-2019 11:50:00

The 5 recommended steps to work effectively with proactive compliance

Since the implementation of MIFID II, we are constantly hearing about challenges related to recording of client dialogue and staying compliant with regulations.

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Compliance
Bjørn Loe | 11-Feb-2019 19:44:29

The greatest challenges regarding the recording and storage of e-mail

Every day, around 124,5 billion business e-mails are sent worldwide, according to Campaign Monitor.

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Compliance
Bjørn Loe | 28-May-2018 11:42:57

5 steps for better MiFID II compliance

The new EU directive has not resulted in any major changes for Norwegian investment firms, but MiFID II still contains a number of additional elements you ...

Reading time: 13 min
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Compliance
Bjørn Loe | 13-Apr-2018 12:08:18

Do you know how the brokers in your company communicate with customers?

MiFID II requires that you have a good overview of all communication between your company and your customers. That can be a challenge when the conversations ...

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Compliance
Bjørn Loe | 28-Mar-2018 12:10:51

How will GDPR affect your initiatives to stay MiFID II compliant?

Only a few months after the introduction of the MiFID II regulation, a new and comprehensive EU directive is coming into force. How will GDPR affect the ...

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Compliance