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Joachim Thougaard | 14-Aug-2019 11:50:00

The 5 recommended steps to work effectively with proactive compliance

Since the implementation of MIFID II, we are constantly hearing about challenges related to recording of client dialogue and staying compliant with regulations.

Reading time: 5 min
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Compliance
Bjørn Loe | 11-Feb-2019 19:44:29

The greatest challenges regarding the recording and storage of e-mail

Every day, around 124,5 billion business e-mails are sent worldwide, according to Campaign Monitor.

Reading time: 10 min
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Compliance
Bjørn Loe | 28-May-2018 11:42:57

5 steps for better MiFID II compliance

The new EU directive has not resulted in any major changes for Norwegian investment firms, but MiFID II still contains a number of additional elements you ...

Reading time: 13 min
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Compliance
Bjørn Loe | 13-Apr-2018 12:08:18

Do you know how the brokers in your company communicate with customers?

MiFID II requires that you have a good overview of all communication between your company and your customers. That can be a challenge when the conversations ...

Reading time: 10 min
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Compliance
Bjørn Loe | 28-Mar-2018 12:10:51

How will GDPR affect your initiatives to stay MiFID II compliant?

Only a few months after the introduction of the MiFID II regulation, a new and comprehensive EU directive is coming into force. How will GDPR affect the ...

Reading time: 13 min
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Compliance
Bjørn Loe | 06-Mar-2018 10:28:32

From reactive to proactive compliance: how to comply with MiFID II in a simple and efficient way

The communication between financial advisor and client is taking place in an increasing number of communication channels. The new EU directive requires that ...

Reading time: 12 min
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Compliance